While you’re snoozing in the sun in the last
days of summer, here is something that I found a very thoughtful read that is very
close to all our work here. It made me think, hey, we’re a lobby. Now that we
know that, the next step for me – for us? -- at least is to try to be a more
effective one. Eric Britton
Conflict of Interests
Does the wrangling of
interest groups corrupt politics—or constitute it?
by Nicholas
Lemann - http://www.newyorker.com/arts/critics/atlarge/2008/08/11/080811crat_atlarge_lemann
Pundits like Thomas
Frank deplore the role of interest-group lobbying, but aren’t we all part of
some interest group or other?
In a year saturated
with political conversation, can there be any topic that has not yet been
discussed? Well, here’s one: 2008 is the centenary of a curious and mesmerizing
book that was long considered the most important study of politics and society
ever produced by an American—“The Process of Government: A Study of Social
Pressures,” by Arthur Fisher Bentley. The reason its big anniversary hasn’t
been celebrated is that “The Process of Government” is an ex-classic, now sunk
into obscurity. The reason it should be celebrated is not just that it deserved
its former place in the canon but also that it is uncannily relevant to this
Presidential election.
Arthur Bentley was the son of a Midwestern banker. He
was born in 1870 in Freeport, Illinois, graduated from high school in Grand
Island, Nebraska, and, after working briefly for his father, attended Johns
Hopkins, which was then making itself into one of the first American research
universities, on the German model. After graduation, he went to the University
of Berlin and studied with Georg Simmel and other late-nineteenth-century
giants of political theory. The work he did there became the basis for a Ph.D.
from Hopkins.
Bentley took a lectureship at the University of
Chicago, but, rather than pursuing the career for which he had formally
prepared himself, he went to work as a newspaperman, mostly at the Chicago Times-Herald.
Ten years or so into his newspaper days, Bentley began using his spare time to
write “The Process of Government,” a long, erudite theoretical work, tacitly
buttressed by a newspaperman’s intense familiarity with the day-to-day public
life of a bumptious big city.
The University of Chicago Press brought out “The
Process of Government” in 1908, to almost no notice. In 1911, Bentley quit
Chicago and newspapering and moved to the small town of Paoli, Indiana, where
he remained until his death, in 1957. He produced a series of increasingly
abstruse books (sample title: “Linguistic Analysis of Mathematics”), and his
renown grew steadily. His closest intellectual companion was John Dewey—a
published collection of their correspondence runs to more than seven hundred
pages—but Bentley’s papers, at Indiana University, also contain letters sent to
him over the years by, among many others, Albert Einstein, Thomas Mann, Sidney
Hook, Estes Kefauver, and B. F. Skinner.
“The Process of Government” is a hedgehog of a book.
Its point—relentlessly hammered home—can be stated quite simply: All politics
and all government are the result of the activities of groups. Any other
attempt to explain politics and government is doomed to failure. It was, in his
day as in ours, a wildly contrarian position. Bentley was writing “The Process
of Government” at the height of the Progressive Era, when educated, prosperous,
high-minded people believed overwhelmingly in “reform” and “good government,”
and took interest groups to be the enemy of these goals. The more populist
Progressives liked having the people as a whole decide things by direct vote;
the more élitist Progressives wanted to give authority to experts. But Bentley,
who seems to have shared the Progressives’ goal of using government to curb the
power of big business, rejected such procedural tenets. In Chicago terms,
Bentley was the rare Progressive intellectual who believed, in effect, that the
machine had a more accurate understanding of how politics worked—how it always
and necessarily worked—than the lakefront liberals did.
Bentley’s reputation soared in the years after the
Second World War, and there’s a reason. His presentation of politics as a
never-ending, small-bore struggle for advantage among constantly shifting
coalitions of interest groups, which appalled the Progressives, was appealing
in the wake of Hitler and Stalin. Big ideas about the collective good had come
to seem scary—the prelude to mass murder. Bentley spent the last years of his
life being honored. Students of American politics read “The Process of
Government” alongside Tocqueville and the Federalist Papers.
But pluralism—the name for Bentley’s theory of
politics—has always been good for starting an argument. The standard objections
are that pluralism gives too little weight to the power of ideas and of social
and economic forces, and that it leaves no room for morality. (Pluralism’s
equivalent in foreign relations is realism, which strikes people who don’t like
it as having the same flaws.) What if there actually is such a thing as a
policy that’s right on the merits? Shouldn’t we find a way to make sure that
it’s enacted, instead of having to trust in the messy workings of the political
marketplace? If politics worked the way Bentley thought it did, wouldn’t the
richer interest groups buy themselves disproportionate political power? To a
lot of people, pluralism sounded like pessimism. It was during the
nineteen-sixties, when reform was again in the air and impatience with
traditional forms of politics was on the rise, that “The Process of Government”
began to fall out of favor.
Bentley’s insights are almost entirely missing from
political discussion these days. Only in the realm of foreign policy is it
permissible even to use the word “interests” in a positive way, and then they
must be vital national interests. In domestic policy, interest groups (and
particularly those in that ill-defined but malign category known as
special-interest groups) are always the bad guys. So are their representatives
in Washington, the lobbyists. We’re inclined to think that the wheedling of
interest groups—tree-hugging anti-free-traders, the Sugar Association, AIPAC—distorts politics. (For Bentley, the workings of
interest groups—in interaction with one another—constitute politics.)
When a politician speaks at an interest group’s convention, we want to hear
that he has somehow challenged or confronted the group, rather than “pandered”
to it. Partisanship is bad, and “partisan bickering,” which by Bentley’s lights
would count as a basic description of politics, is even worse. To an unusual
extent, our Presidential candidates this year got where they are by presenting
themselves as reformers, as champions of the transcendent public interest—as
the enemies of Washington dealmaking-as-usual. For Bentley, there was no such
thing as a transcendent public interest, and no politics that didn’t involve
dealmaking, disguised or not.
Closer attention to Bentley would help us understand
why, as politicians succeed, they become more obviously attentive to interest
groups, more obviously engaged in bargain and compromise. Hillary Clinton was
this year’s version of the pandering, old-politics candidate, a role that
proved more appealing the longer the primary season went on. But when she was a
new face in Washington, back in 1993, her identity was pretty much the
opposite. Both John McCain and Barack Obama have disappointed some of their
early, ardent supporters by modifying many of their positions to accommodate
the established and organized interests of their parties. Much of the
conversation about the Presidential election over the summer has been about how
censorious we should be about their “flip-flops.”
Indeed, these days we’re inclined to think of interest
groups as political interlopers, whose importance we hope to minimize, rather
than as the entirety of politics. Party machines are supposedly moribund, and
the organizational fabric of American society severely deteriorated.
Politicians are forced to reach out to us as atomized individuals, via messages
beamed into our heads through the media of mass communication, aren’t they?
Well, maybe not. Maybe Obama’s and McCain’s mutating behavior is evidence that
Bentley was on to something.
The heart of “The
Process of Government” is a series of dyspeptic rejections of other
explanations of how politics works. If Bentley’s strictures were applied today,
just about everybody who makes a living explaining American politics (practitioners
of what Bentley called “that particular form of activity which consists in the
moving of the larynx or the pushing of a pencil”) would be out of business.
Under Bentley’s rules, you can’t talk about public opinion, because there is no
such thing as “the public” (there are only groups) and opinions don’t matter,
only actions do. Abstractions like “the people” and “popular will” have no real
content, either. “The public interest” is a useless concept, he says, because
“there is nothing which is best literally for the whole people.” You can’t talk
about a society as a whole having a collective soul, or about events being
moved by the “spirit of the age” or the “Zeitgeist” or by feelings, individual
or collective. You can’t talk about race or other biological factors (Bentley
was almost alone among Progressive Era intellectuals in dismissing eugenics as
silly) or about national character: it doesn’t matter what people are, it only
matters what they do. You can talk about Presidents, parties, and other major
political actors, but only if you understand them chiefly as mediums through
which interest groups operate. Bentley took that pretty far: he wrote that the
name of Theodore Roosevelt, who was President when “The Process of Government”
was published, “does not mean to us, when we hear it, so much bone and blood,
but a certain number of millions of American citizens tending in certain
directions.” You can’t talk about morality as a force in politics, because such
talk is almost always a cover for somebody’s interest. You can’t talk about
progress, only about the waxing and waning of the power of different groups.
You can’t talk about ideals—especially the ideals of the Founders of the United
States, who represented just another collection of interest groups—as affecting
the course of events. Here’s a typically sarcastic passage on that subject:
Let the stump speaker appear at the old-fashioned Fourth of
July celebration. What does he tell us? Our forefathers who created this nation
were led by a great ideal of liberty. It was their highest good. Without it
they would never have made this land what it is. Also they sought independence.
Had they not suffered and labored many long hard years to breathe the air of
freedom, they never would have been “free.” . . . After which, speaker and
hearers alike go back to the same old round of buying and selling, laboring and
advantage-seeking. Did the speech change their methods of dealing with their
fellows, privately or publicly? Did it move the country forward toward
anything? Did the renewed assent of all its hearers to its principles have any
such results?
For Bentley, every political force that matters is an
interest group, regardless of whether it cops to the charge. States and cities
are “locality groups,” the legal system is a collection of “law groups,” income
categories are “wealth groups,” devoted followers of a popular politician are
“personality groups”; interest groups lie at the heart of monarchies and
dictatorships as well as of democracies. “When the groups are adequately
stated, everything is stated,” Bentley declares. “When I say everything I mean
everything.”
Bentley generally divides interest groups into two
categories: organization groups (contemporary instances would include the
American Association of Retired Persons, the National Association of
Broadcasters, and the National Council of La Raza) and discussion, or “talk,”
groups. Discussion groups encompass all those who claim to represent the public
interest or a good cause— journalists, reformers, activists, humanitarians,
policy analysts—and, in Bentley’s view, they matter far less than we think. He
saw “an enormous overvaluation of the forms of activity which appear in words.”
Besides, anyone who comes into public life claiming not to have an interest is
either deluded or deceitful.
At first, this all sounds shockingly cynical and
depressing. We deeply want politics to have good guys and bad guys, good
policies and bad policies. We want inviolable principles, like human rights,
democracy, the rule of law, or carbon neutrality. Yet Bentley, who helped
organize Robert La Follette’s 1924 Progressive Party Presidential campaign in
Indiana, didn’t consider pluralism to be the stuff of defeatism; if anything,
it was a call to action. People get involved in politics to get things that
they want, which may or may not entail economic advantage. People matter
politically only as members of groups, and groups matter only when they act,
but political life is complicated: nobody is a member of only one interest
group, and no interest group stands apart from other groups and behaves in a
single, consistent way. Alliances are constantly shifting. No realm of
government is immune to interest-group pressures, including the judiciary.
(Liberals who, in the sixties and seventies, thought they could counteract the
power of big business with institutions beholden only to the “public
interest”—whether regulatory agencies or the courts—discovered that
conservatives were capable of capturing any such apparatus.) The net result,
according to Bentley, is this: “Intelligent actions, emotional actions, linked
actions, trains of action, planned actions, plotted actions, scheming,
experimenting, persisting, exhorting, compelling, mastering, struggling,
co-operating—such activities by the thousand we find going on around us in
populations among which we are placed.”
If you spend any time in Washington, Bentley’s account
helps explain the nagging sense that the official conversation about American
politics doesn’t match the reality. Just about everything in politics that is
too mundane to be part of that conversation operates, quite obviously, by the
logic of pluralism—groups struggle against other groups and finally make deals,
through politicians and agencies and courts—and, in the end, the higher-profile
parts of politics inevitably fall prey to the tug of pluralism, too. That’s why
McCain and Obama have to keep explaining away their connections to lobbyists
and why they have to keep recalibrating their positions on the big issues. Like
Theodore Roosevelt, they may be reformers, but they stand at the head of armies
of interest groups that they must tend to. A politician who says that he wants
to run for high office so that he can clean up the mess in Washington and
change the old way of doing things is, in Bentley’s book, really saying that
he’d like to adjust the correlation of forces among interest groups, bringing
some into greater positions of power, and relegating others to lesser
positions. To assert this is not necessarily to be despairing about politics.
It merely means that if, for example, you want to understand Obama’s remarkable
rise, you will want to know less about his passion to get beyond partisanship
and more about whom his campaign mobilized to come to all those state caucuses
and to make all those Internet donations, and what those groups’ political
aspirations are. If that’s being cynical, then it’s cynical to try to
understand the civil-rights era as having been propelled by a movement that
African-Americans organized to make life better for themselves, rather than by
a miraculous increase in the appeal of racial equality to the nation as a
whole.
“The Process of Government” can be annoying—in its
obsessive repetition of its main theme, in its lack of interest in empirical
evidence—and yet it’s one of those rare books which change the way you look at
the world. Like a tune that you can’t get out of your head, it’s always playing
in the background. Most of what is said and written about American politics,
which stipulates that, although the politics we have may be awful, a radiant,
transcendently good politics is a genuine possibility, becomes hard to take
altogether seriously.
A case in point is
“The Wrecking Crew: How Conservatives Rule,” by Thomas Frank (Metropolitan;
$25), the successor to “What’s the Matter with Kansas?,” which he published
four years ago, to wide acclaim from liberals. In both books, Frank starts from
the premise that if conservatives are in the saddle in Washington it must be
the result of trickery or connivance, since people who aren’t rich have no
rational reason to vote Republican. “What’s the Matter with Kansas?” presented
red-state voters as having been gulled into voting against their real economic
interests by means of dubious cultural appeals. When Obama had to spend a
couple of weeks last spring backing away from his explanation of why small-town
Pennsylvanians weren’t voting for him (“Bittergate”), it looked as if he’d got
into trouble for channelling Thomas Frank.
“The Wrecking Crew” offers another account of
conservatives’ political power: they have built a mighty lobbying apparatus
that has taken over Washington and disabled the normal workings of the federal
government. Although Frank’s timing could be better—his book dwells psychically
in the heyday of Tom DeLay and Jack Abramoff, but they’ve fallen, the Democrats
control both houses of Congress, and Washington is expecting a big liberal
sweep in November—he has hold of something real. As Reaganism became the
dominant strain in the Republican Party, a new group of politicians and
operatives, many of them products of the legendarily rough-playing College
Republicans (Abramoff, Lee Atwater, Karl Rove, Grover Norquist), adopted as
their grand strategy the task of systematically disabling the Democratic
Party’s structures of support, so as to achieve a lasting Republican political
order. This was no secret: they loved talking about it to anyone who would
listen. Frank himself has spent time with Norquist, getting briefed on the plan
over lunch at the Palm. The idea was that the Republicans would relentlessly
peck away at unions and tort lawyers until the Democrats’ ability to sustain
themselves was irreparably harmed.
Frank regards this project as having been strikingly
successful. Wherever he looks, he finds evidence of this, especially in the
downtown corridors of Washington where lobbyists have their offices and in the
Virginia suburbs where prosperous Republicans live. Frank is a little like an
anti-pornography crusader in his intense fascination with the thing that
horrifies him—his Washington is full of mansions, fine wines, expensive suits,
cigars, and wood panelling. Evoking the lobbyist as a type, he writes, “You can
spot him in the field by his perfectly fitted thousand-dollar suits, usually
blue; his strangely dainty shoes; his shirts, which often come in pink or blue
with white collars and cuffs, the latter of which display cufflinks of the
large and shiny variety; his vivid, shimmering ties, these days preferably in
orange or lavender; his perfect haircut; his perfect tan; the tiny flag
attesting to his perfect patriotism on his perfect lapel.”
These are, in Frank’s account, the objective
correlatives of the underlying problem: because conservatives, for economic and
ideological reasons, don’t want government to work, they have arranged for it
not to be able to work. A crippled government removes the best reason for
people to vote for liberals, so the conservatives become ever stronger. As he
puts it, conservatism “seems actively to want an inferior product.” Frank’s
theory isn’t undermined when Democrats win, because, in his view, they consort
with many of the same conservative interest groups that Republicans do. Bill
Clinton is a favorite negative example of Frank’s, and no one should be
surprised if Barack Obama soon becomes another.
Washington, as Frank sees it, plays host to a simple
clash of interests: money and business on one side, the people on the other.
“The Wrecking Crew” is written in a voice of high derision—much more so than
the sincere, bewildered “What’s the Matter with Kansas?”—and it can be good,
spirited fun. Frank captures a quality of exuberant bullying in those of his
conservative subjects he knows well enough to identify individually, rather
than categorically. He registers their self-justifying certainty that the other
side is playing as rough as they are, and the soaring rhetoric about evil and
freedom that they use to discuss even trivial matters.
“The Wrecking Crew” is what Arthur Bentley would call
a discussion-group activity, meant to fire up the troops. It is reportorially
and intellectually imprecise. How many lobbyists are there in Washington,
exactly? By what yardstick did Frank conclude that we are undergoing “the
greatest wave of political corruption in living memory”? What would be the sign
that conservatives no longer rule, if Democrats’ controlling the political
apparatus doesn’t count? Frank rarely mentions Democratic lobbyists or interest
groups and glosses over the complexity in the coalitions that form the two
parties: “corporations” and “conservatives” seem always to operate in perfect
concert, on the Republican side. “Lobbying brings a constant pressure in a
single direction,” he writes. An illustrative example is one that he offers in
passing: “There was the two-day get-together between House Republicans and
media company CEOs, after which the various broadcasters and publishers were
asked to replace their Democratic lobbyists with Republicans; the
Telecommunications Act of 1996, almost certainly written by industry lobbyists,
followed soon afterward, deregulating the airwaves and trailing clouds of
glorious profits for the media companies.” You’d never guess from this that the
Telecom Act pitted one group of telephone companies and their lobbyists against
another group of telephone companies and their lobbyists—or that
business-versus-business battles of this kind go on constantly in Washington.
Arthur Bentley, a man untroubled by insecurity,
treated Karl Marx as a promising fellow in the few pages devoted to him in “The
Process of Government”—at least Marx saw politics in terms of groups struggling
against each other—but one whose work did not, in the end, live up to its
potential. Marx insisted on excessively large, unitary groups, like the
proletariat, and then, even worse, claimed that under an ideal form of
government they would disappear. Frank, viewed from a pluralist point of view,
has the same problem. He tends to characterize the Republicans and the
Democrats as representing business and workers, period, rather than as
ever-mutating coalitions of groups with differing motives—business mainly but
not entirely on the Republican side, unions mainly but not entirely on the
Democratic side, and many groups whose interests are not primarily economic
divided between the two. Political issues, for him, usually boil down to
labor-management disputes; government failures are the consequences of market
ideology and the profit motive. The troubles of the American venture in Iraq,
for example, are the result of “extreme privatization” and the attempt to
create a “libertarian utopia.” The horrifyingly slow pace of rescue and
recovery in New Orleans after Hurricane Katrina can also be ascribed to the
Bush Administration’s devotion to cronyism and privatization. Nor does Frank’s
analysis adequately explore the possibility that Republicans pay a political
price when they fail to govern competently, even though that seems to explain
the way elections have been going since 2006.
It’s tempting to see Frank as a neo-Marxist, because
he rarely misses an opportunity to bash capitalism. He writes, “Left
unconstrained by other forces, the free-market system is one of the most
restless, destructive arrangements ever contrived—tearing down and building up,
obsoleting last year’s fashions and praising this year’s, driving up prices and
bidding down wages, moving populations willy-nilly about the map, and scheming
always to reduce the arts and sciences to sycophancy.” Really, though, Frank is
closer to being an old-fashioned mugwump-style Progressive. He believes that
liberals, once in power, will not merely transfer economic resources from
business to working people but will tend to the public interest, to good
government. Underneath all the fun Frank has with lobbyists and their dainty
shoes, the heart of his book is the idea that, just as conservatives actually
want government to be corrupt and incompetent, liberals have an equally strong
interest in making government work properly. By his lights, if you want bad government
you should vote Republican, and if you want good government you should vote
Democratic.
Yet even in a world without conservatives there would
be no general agreement about how government should handle anything truly
important. The Clinton Administration pushed through the North American Free
Trade Agreement amid gusts of public-interest rhetoric—but Frank no doubt
located the public interest on the other side. What about the much hated
“earmarks” and “pork-barrel projects” that voters seem to want legislators to
get for their districts—are they bad government, from the point of view of the
folks back home? As Arthur Bentley pointed out, no political actor ever fails
to argue that his interest is the public interest. Frank, who, at the end of
“The Wrecking Crew,” seems nostalgic for the great liberal historian Richard
Hofstadter, would do well to reread Hofstadter’s “The Age of Reform.”
Hofstadter persuasively portrays the anti-special-interest reformers of the
Progressive Era as an interest group themselves, an educated and refined élite
disadvantaged by the rise of industrial capitalism in the late nineteenth
century. Frank, given to wistful and self-mocking riffs on how little he
matters in Washington compared with the conservative operatives he meets at
parties, can sound that way himself.
Just before the table
of contents in “The Process of Government,” on a page all alone, is the avowal
“This book is an attempt to fashion a tool.” A century later, the tool that
Arthur Bentley was attempting to fashion retains its utility, and not merely
for understanding the American political system. (Those who believed in 2003
that Iraqi politics was best understood as a struggle between democracy and
dictatorship, rather than as a struggle among groups, could have learned from
him.) Bentley may have pressed his arguments too far, but, given our tendency
to dismiss interest groups as the serpents in the political Eden that the
Founders created, “The Process of Government” serves as an indispensable
corrective.
When the reputation of Bentley’s masterpiece was at
its peak, it was not just because he had fashioned a useful tool, of course; it
was because many people saw pluralism as being not only accurate but
attractive. To regain that perspective today requires an even greater undoing
of deeply ingrained habits of thought. Pluralism, in the tradition of Bentley,
requires that one see one’s own political passions, and those of such
unimpeachable actors as winners of the Nobel Peace Prize and members of the
Concord Coalition, as representing something other than the promptings of pure
justice. That does not come naturally. One has to see that sincere talk of the
public interest and the general good can be dangerous tools in the hands of
people one disagrees with, if not in one’s own. (If you’re a liberal, reread
President Bush’s second inaugural address, a grandiose exercise in
public-interest rhetoric meant to lay the groundwork for waging the war on
terror and privatizing Social Security.) One has to get over the habit of
assuming that “interests,” and, worse, lobbying and corruption, are the
province only of one’s political opponents, and not one’s allies. Pluralism
means dialling down the moral stature that we attach to universalist arguments,
and dialling up the moral stature of particularism.
Still, the pluralist vision does admit an element of
justice. In any political system that gives people the freedom to organize and
vote—and even, historically, in many systems that don’t—the logic of pluralism
explains why those who do the hard, quotidian precinct work of politics will
generally have more influence than those whose political participation is
confined to writing, thinking, filing lawsuits, writing regulations, and
spending money on media buys. In Bentley’s scheme, that’s all interest-group
activity, but of the weaker “talk” (instead of the stronger “organization”)
variety. Throughout American history, political organizing has been the means
that outsiders—immigrants, farmers, African-Americans in the Reconstruction
South, and, more recently, netroots activists on the left and evangelicals on
the right—use to gain advantage against the more talk-oriented élites, who
regard their political aims as corruption or special pleading. On the last page
of “The Wrecking Crew,” Frank finally mentions what, from a pluralist
perspective, would be the first order of business if you believe as
passionately as he does that business-controlled conservative lobbyists are
running Washington into the ground: organizing a political opposition. To be
truly effective, though, such an opposition would have to muster its own army
of Washington lobbyists. It’s tempting to think that just over the horizon lies
a procedural reform that will lead to the lasting triumph of what looks to you
like good government. But the truth is that the only way to defeat one set of
interests is with another set of interests. ♦